SEC Form 4 · accession 0001093557-17-000196
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Moy
Officer — SVP, Operations
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2017 | J | 5,500 | $71.26 | D | 52,076 | D | |
| Common StockF1,F2 | Sep 11, 2017 | J | 6,666 | $71.26 | D | 45,410 | D | |
| Common StockF1,F3 | Sep 11, 2017 | J | 5,500 | $71.26 | A | 70,164 | I | by Trust |
| Common StockF1,F3 | Sep 11, 2017 | J | 6,666 | $71.26 | A | 76,830 | I | by Trust |
| Common StockF4,F3 | Sep 11, 2017 | D | 2,907 | $71.8134 | D | 73,923 | I | by Trust |
| Common StockF4,F3 | Sep 11, 2017 | D | 3,523 | $71.8134 | D | 70,400 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were transferred from direct ownership to ownership under the Moy Family Trust upon vesting of previously awarded restricted stock units.
- F2Included in this number are 45,050 unvested restricted stock units, 21,883 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 16,500 of which were granted on March 8, 2016 and shall vest through March 8, 2019 and 6,667 of which were granted on March 8, 2015 and shall vest through March 08, 2018.
- F3Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.
- F4These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.