SEC Form 4 · accession 0001093557-17-000081
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Steven Leach
Officer — SVP, Research & Development
Period of report
Mar 9, 2017
Accepted (ET)
Mar 15, 2017 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | S | 7,329 | $77.558 | D | 98,604 | D | |
| Common StockF1 | Mar 9, 2017 | S | 3,012 | $77.2409 | D | 95,592 | D | |
| Common StockF2,F1 | Mar 10, 2017 | D | 1,950 | $77.5506 | D | 93,642 | D | |
| Common StockF2,F1 | Mar 10, 2017 | D | 5,473 | $77.5506 | D | 88,169 | D | |
| Common StockF2,F1 | Mar 10, 2017 | D | 2,538 | $77.5506 | D | 85,631 | D | |
| Common StockF1 | Mar 10, 2017 | M | 7,500 | $7.63 | A | 93,131 | D | |
| Common StockF1 | Mar 13, 2017 | S | 5,194 | $78.072 | D | 87,937 | D | |
| Common StockF1 | Mar 13, 2017 | S | 2,732 | $77.7764 | D | 85,205 | D | |
| Common StockF1 | Mar 14, 2017 | S | 3,050 | $77.3195 | D | 82,155 | D | |
| Common StockF3 | holding | — | — | — | 12,000 | I | Family Holdings | |
| Common StockF4 | holding | — | — | — | 50,100 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $7.63 | Mar 10, 2017 | M | 7,500 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Included in this number are 57,800 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 21,333 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.
- F2These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
- F3Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.
- F4Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.