SEC Form 4 · accession 0001093557-16-000642
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrance H Gregg
Officer — Executive Chairman · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 9:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 9, 2016 | S | 2,168 | $91.00 | D | 451,486 | D | |
| Common StockF3,F4 | Aug 9, 2016 | S | 35,000 | $91.1035 | D | 182,464 | I | by Trust |
| Common Stock | holding | — | — | — | 11,461 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
- F2Included in this number are 69,547 unvested restricted stock units, 34,000 of which were granted on March 8, 2016 and will vest on March 8, 2017 and 35,547 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017.
- F3This transaction was executed in multiple trades at prices ranging from $91.00 to $91.35. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.