SEC Form 4 · accession 0001093557-15-000365
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Robert Pacelli
Officer — EVP, Strategy & Corp. Dev.
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2015 | M | 14,000 | $20.65 | A | 230,214 | D | |
| Common StockF1 | Nov 10, 2015 | S | 14,000 | $84.7291 | D | 216,214 | D | |
| Common Stock | Nov 10, 2015 | M | 7,562 | $7.63 | A | 223,776 | D | |
| Common StockF1 | Nov 10, 2015 | S | 7,562 | $84.6965 | D | 216,214 | D | |
| Common Stock | Nov 10, 2015 | M | 3,438 | $7.25 | A | 219,652 | D | |
| Common StockF1 | Nov 10, 2015 | S | 3,438 | $84.6965 | D | 216,214 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $7.25 | Nov 10, 2015 | M | 3,438 | D | Mar 9, 2008 | Mar 9, 2017 | Common Stock | 3,438 | 0 | D |
| Incentive Stock Option (right to buy) | $7.63 | Nov 10, 2015 | M | 7,562 | D | May 19, 2009 | May 19, 2018 | Common Stock | 7,562 | 2,855 | D |
| Non-Qualified Stock Option (right to buy) | $20.65 | Nov 10, 2015 | M | 14,000 | D | Apr 17, 2007 | Apr 17, 2016 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1Included in this number are 92,437 unvested restricted stock units, 45,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 35,500 of which were granted on March 8, 2014 and shall vest through March 8, 2017, and 11,937 of which were granted on March 11, 2013 and shall vest through March 11, 2016.