SEC Form 4 · accession 0001093557-15-000363
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Doubleday
Officer — EVP, Chief Commercial Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 988 | $9.80 | A | 101,471 | D | |
| Common StockF1 | Nov 9, 2015 | S | 988 | $83.6768 | D | 100,483 | D | |
| Common Stock | Nov 9, 2015 | M | 12 | $9.80 | A | 100,495 | D | |
| Common StockF1 | Nov 9, 2015 | S | 12 | $83.6768 | D | 100,483 | D | |
| Common Stock | Nov 9, 2015 | M | 2,000 | $6.03 | A | 102,483 | D | |
| Common StockF1 | Nov 9, 2015 | S | 2,000 | $83.6768 | D | 100,483 | D | |
| Common StockF2 | holding | — | — | — | 21,737 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $9.80 | Nov 9, 2015 | M | 12 | D | Mar 12, 2011 | Mar 12, 2020 | Common Stock | 12 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.03 | Nov 9, 2015 | M | 2,000 | D | Jun 22, 2010 | Jun 22, 2019 | Common Stock | 2,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.80 | Nov 9, 2015 | M | 988 | D | Mar 12, 2011 | Mar 12, 2020 | Common Stock | 988 | 0 | D |
Explanation of responses
- F1Included in this number are 85,834 unvested restricted stock units, 47,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 25,000 of which were granted on March 8, 2014 and shall vest through March 8, 2017, 5,000 of which were granted on May 31, 2013 and shall vest through May 31, 2016, and 8,334 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
- F2Shares are held by the Doubleday Living Trust U/A/D 5/26/2015, with respect to which the reporting person is a trustee.