SEC Form 4 · accession 0001093557-15-000287
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrance H Gregg
Officer — Executive Chairman · Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | M | 10,000 | $6.85 | A | 469,018 | D | |
| Common StockF1 | Sep 9, 2015 | S | 10,000 | $91.00 | D | 459,018 | D | |
| Common Stock | Sep 10, 2015 | M | 52,500 | $6.85 | A | 511,518 | D | |
| Common StockF2,F1 | Sep 10, 2015 | S | 52,500 | $96.8448 | D | 459,018 | D | |
| Common Stock | Sep 10, 2015 | M | 1 | $3.19 | A | 459,019 | D | |
| Common StockF1 | Sep 10, 2015 | S | 1 | $97.00 | D | 459,018 | D | |
| Common StockF3,F4 | Sep 10, 2015 | G | 5,000 | $0.00 | D | 361,064 | I | by Trust |
| Common Stock | holding | — | — | — | 11,461 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $3.19 | Sep 10, 2015 | M | 1 | D | Dec 11, 2009 | Dec 11, 2018 | Common Stock | 1 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.85 | Sep 9, 2015 | M | 10,000 | D | Jun 19, 2008 | Jun 19, 2017 | Common Stock | 10,000 | 220,000 | D |
| Non-Qualified Stock Option (right to buy) | $6.85 | Sep 10, 2015 | M | 52,500 | D | Jun 19, 2008 | Jun 19, 2017 | Common Stock | 52,500 | 167,500 | D |
Explanation of responses
- F1Included in this number are 156,876 unvested restricted stock units, 35,000 of which were granted on March 8, 2015 and will vest on March 8, 2016, 91,407 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 30,469 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $96.48 to $97.02 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction represents a gift of securities made by the reporting person. This is not a market transaction, thus no price has been reported. Transferor retains no beneficial or voting interest in the transferred shares.
- F4Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.