SEC Form 4 · accession 0001093557-15-000254
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrance H Gregg
Officer — Executive Chairman · Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 9:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | M | 28,392 | $6.85 | A | 459,018 | D | |
| Common StockF2,F3,F4 | Aug 17, 2015 | S | 15,000 | $96.7146 | D | 366,389 | I | by Trust |
| Common Stock | holding | — | — | — | 11,461 | I | by IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.85 | Aug 18, 2015 | M | 28,392 | D | Jun 19, 2008 | Jun 19, 2017 | Common Stock | 28,392 | 30,000 | D |
Explanation of responses
- F1Included in this number are 167,032 unvested restricted stock units, 35,000 of which were granted on March 8, 2015 and will vest on March 8, 2016, 96,485 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 35,547 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
- F2On December 12, 2014, Mr. Gregg adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Gregg. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- F3This transaction was executed in multiple trades at prices ranging from $95.27 to $98.32. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.