SEC Form 4 · accession 0001093557-15-000226
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrance H Gregg
Officer — Executive Chairman · Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 15, 2015 | S | 15,000 | $81.6405 | D | 417,139 | I | by Trust |
| Common StockF4,F3 | Jul 17, 2015 | S | 35,750 | $83.67 | D | 381,389 | I | by Trust |
| Common Stock | holding | — | — | — | 430,626 | D | ||
| Common Stock | holding | — | — | — | 11,461 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 12, 2014, Mr. Gregg adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Gregg. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- F2This transaction was executed in multiple trades at prices ranging from $81.32 to $82.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.
- F4The reporting person contributed Dexcom, Inc. Common Stock to an exchange fund, pursuant to an agreement dated March 5, 2015 to contribute shares of DexCom, Inc. Common Stock in exchange for shares of the exchange fund. The Dexcom, Inc. Common Stock was valued at $83.67 per share for the purposes of determining the number of shares of the exchange fund issuable to the reporting person with respect to the July 17, 2015 closing of the exchange fund.