SEC Form 4 · accession 0001093557-15-000112
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Moy
Officer — SVP, Operations
Period of report
Apr 10, 2015
Accepted (ET)
Apr 14, 2015 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | M | 1,956 | $9.80 | A | 91,956 | D | |
| Common StockF1,F2,F3 | Apr 10, 2015 | S | 1,956 | $65.7622 | D | 90,000 | D | |
| Common Stock | Apr 10, 2015 | M | 810 | $7.63 | A | 90,810 | D | |
| Common StockF1,F2,F3 | Apr 10, 2015 | S | 810 | $65.7622 | D | 90,000 | D | |
| Common Stock | Apr 10, 2015 | M | 3,000 | $9.36 | A | 93,000 | D | |
| Common StockF1,F2,F3 | Apr 10, 2015 | S | 3,000 | $65.7622 | D | 90,000 | D | |
| Common Stock | Apr 10, 2015 | M | 5,000 | $9.36 | A | 95,000 | D | |
| Common StockF1,F4,F3 | Apr 10, 2015 | S | 5,000 | $65.7778 | D | 90,000 | D | |
| Common Stock | Apr 13, 2015 | M | 5,000 | $9.36 | A | 95,000 | D | |
| Common StockF1,F5,F3 | Apr 13, 2015 | S | 5,000 | $67.7807 | D | 90,000 | D | |
| Common StockF1,F6,F7 | Apr 14, 2015 | S | 5,000 | $67.3165 | D | 163,811 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $7.63 | Apr 10, 2015 | M | 810 | D | May 19, 2009 | May 19, 2018 | Common Stock | 810 | 0 | D |
| Incentive Stock Option (right to buy) | $9.36 | Apr 10, 2015 | M | 3,000 | D | Sep 20, 2008 | Sep 20, 2017 | Common Stock | 3,000 | 15,000 | D |
| Incentive Stock Option (right to buy) | $9.36 | Apr 10, 2015 | M | 5,000 | D | Sep 20, 2008 | Sep 20, 2017 | Common Stock | 5,000 | 10,000 | D |
| Incentive Stock Option (right to buy) | $9.36 | Apr 13, 2015 | M | 5,000 | D | Sep 20, 2008 | Sep 20, 2017 | Common Stock | 5,000 | 5,000 | D |
| Incentive Stock Option (right to buy) | $9.80 | Apr 10, 2015 | M | 1,956 | D | Mar 12, 2011 | Mar 12, 2020 | Common Stock | 1,956 | 0 | D |
Explanation of responses
- F1This transaction was conducted under a 10b5-1 Plan, which was adopted on December 4, 2014 and amended on March 11, 2015. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Moy.
- F2This transaction was executed in multiple trades at prices ranging from $65.06 to $66.04. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Included in this number are 90,000 unvested restricted stock units, 40,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 33,333 of which were granted on March 8, 2014 and shall vest through March 08, 2017, and 16,667 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
- F4This transaction was executed in multiple trades at prices ranging from $65.21 to $66.04 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $67.34 to $68.58. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $66.80 to $67.81 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.