SEC Form 4 · accession 0001093557-15-000088
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay S Skyler
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2015 | M | 21,564 | $12.00 | A | 137,448 | I | by Partnership |
| Common StockF2,F1 | Mar 11, 2015 | S | 21,564 | $60.0029 | D | 115,884 | I | by Partnership |
| Common StockF1 | Mar 12, 2015 | M | 3,436 | $12.00 | A | 119,320 | I | by Partnership |
| Common StockF1 | Mar 12, 2015 | S | 3,436 | $60.00 | D | 115,884 | I | by Partnership |
| Common StockF1 | Mar 12, 2015 | M | 3,500 | $20.38 | A | 119,384 | I | by Partnership |
| Common StockF1 | Mar 12, 2015 | S | 3,500 | $60.00 | D | 115,884 | I | by Partnership |
| Common StockF1 | Mar 13, 2015 | M | 6,500 | $20.38 | A | 122,384 | I | by Partnership |
| Common StockF3,F1 | Mar 13, 2015 | S | 6,500 | $60.0142 | D | 115,884 | I | by Partnership |
| Common StockF1 | Mar 13, 2015 | M | 10,000 | $21.81 | A | 125,884 | I | by Partnership |
| Common StockF3,F1 | Mar 13, 2015 | S | 10,000 | $60.0142 | D | 115,884 | I | by Partnership |
| Common Stock | holding | — | — | — | 6,887 | D | ||
| Common StockF4 | holding | — | — | — | 10,000 | I | by Daughter | |
| Common StockF5 | holding | — | — | — | 10,000 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $12.00 | Mar 11, 2015 | M | 21,564 | D | Apr 13, 2006 | Apr 13, 2015 | Common Stock | 21,564 | 3,436 | I |
| Non-Qualified Stock Option (right to buy) | $12.00 | Mar 12, 2015 | M | 3,436 | D | Apr 13, 2006 | Apr 13, 2015 | Common Stock | 3,436 | 0 | I |
| Non-Qualified Stock Option (right to buy) | $20.38 | Mar 12, 2015 | M | 3,500 | D | Apr 13, 2007 | Apr 13, 2016 | Common Stock | 3,500 | 6,500 | I |
| Non-Qualified Stock Option (right to buy) | $20.38 | Mar 13, 2015 | M | 6,500 | D | Apr 13, 2007 | Apr 13, 2016 | Common Stock | 6,500 | 0 | I |
| Non-Qualified Stock Option (right to buy) | $21.81 | Mar 13, 2015 | M | 10,000 | D | May 15, 2007 | May 15, 2016 | Common Stock | 10,000 | 0 | I |
Explanation of responses
- F1Shares are held by Skyler Bach Family Limited Partnership, LLP, with respect to which the reporting person is a managing partner of the partnership and maintains voting rights of these shares.
- F2This transaction was executed in multiple trades at prices ranging from $60.00 to $60.03. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $60.00 to $60.11. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.
- F4Shares are held by Jennifer Skyler Living Trust, with respect to which the Reporting Person is a trustee.
- F5The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.