SEC Form 4 · accession 0001093557-15-000086
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew K Balo
Officer — EVP, Clinical, Regulatory
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2015 | D | 4,743 | $58.7402 | D | 193,013 | D | |
| Common StockF1,F2 | Mar 11, 2015 | D | 8,824 | $58.7402 | D | 184,189 | D | |
| Common Stock | Mar 11, 2015 | M | 7,500 | $9.80 | A | 191,689 | D | |
| Common StockF3,F4,F2 | Mar 11, 2015 | S | 7,500 | $58.5823 | D | 184,189 | D | |
| Common StockF1,F2 | Mar 12, 2015 | D | 4,448 | $58.5765 | D | 179,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $9.80 | Mar 11, 2015 | M | 7,500 | D | Mar 12, 2011 | Mar 12, 2020 | Common Stock | 7,500 | 50,573 | D |
Explanation of responses
- F1These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
- F2Included in this number are 97,500 unvested restricted stock units, 47,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 33,333 of which were granted on March 8, 2014 and shall vest through March 8, 2017, and 16,667 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
- F3On November 24, 2014, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- F4This transaction was executed in multiple trades at prices ranging from $58.07 to $59.14. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.