SEC Form 4 · accession 0001093557-15-000082
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge A Valdes
Officer — CTO
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 7:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2015 | J | 11,937 | $59.91 | D | 116,207 | D | |
| Common StockF3,F4 | Mar 11, 2015 | D | 5,357 | $58.7402 | D | 97,292 | I | by Trust |
| Common StockF3,F4 | Mar 11, 2015 | D | 12,529 | $58.7402 | D | 84,763 | I | by Trust |
| Common StockF1,F4 | Mar 11, 2015 | J | 11,937 | $59.91 | A | 96,700 | I | by Trust |
| Common StockF3,F4 | Mar 12, 2015 | D | 6,371 | $58.5765 | D | 90,329 | I | by Trust |
| Common StockF5,F4 | Mar 12, 2015 | S | 11,138 | $59.7803 | D | 79,191 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were transferred from direct ownership to ownership under the Valdes-Lopez-Calleja Family Trust upon vesting of previously awarded restricted stock units.
- F2Included in this number are 116,207 unvested restricted stock units, 45,000 of which were granted on March 8, 2015 and shall vest through March 8, 2018, 47,333 of which were granted on March 8, 2014 and shall vest through March 8, 2017, and 23,874 of which were granted on March 11, 2013 and shall vest through March 11, 2016.
- F3These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
- F4Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.
- F5This transaction was executed in multiple trades at prices ranging from $59.60 to $60.00 The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.