SEC Form 4 · accession 0001144204-17-018936
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Kenneth Coleman Jr.
Officer — President & CEO · Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $2.81 | Apr 1, 2017 | A | 75,000 | A | — | Apr 1, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The options vest in full on April 1, 2018.