SEC Form 4 · accession 0001144204-16-106012
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Hood
Officer — Executive Vice President
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | D | 19,775 | $0.00 | D | 48,739 | D | |
| Common StockF2 | holding | — | — | — | 10,870 | I | By: MCH Advisors, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock that did not vest and were forfeited by the Reporting Person.
- F2Shares are held by MCH Advisors, Inc. ("MCH"). Mr. Hood, as the sole shareholder of MCH, may be deemed to beneficially own the shares held by MCH. Mr. Hood disclaims beneficial ownership of the shares held by MCH except to the extent of his pecuniary interest therein.