SEC Form 4/A · accession 0001144204-16-074471
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark C Hood
Officer — Executive Vice President
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 4, 2016 | A | 19,775 | $1.04 | A | 68,514 | D | |
| Common StockF2,F3 | holding | — | — | — | 10,870 | I | By: MCH Advisors, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock which shall vest on January 4, 2017.
- F2This form is being amended to correct the Reporting Person's direct and indirect holdings. The restricted shares reported in this form were granted tothe Reporting Person directly, not to MCH Advisors, Inc.
- F3Shares are held by MCH Advisors, Inc. ("MCH"). Mr. Hood, who together with his spouse is the sole shareholder of MCH, shares voting anddispositive power over the shares held by MCH. Mr. Hood disclaims beneficial ownership of the shares held by MCH except to the extent of hispecuniary interest therein.