SEC Form 4 · accession 0001144204-16-074230
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cerf
Officer — EVP Business Development
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 166 | $0.00 | A | 143,308 | D | |
| Common StockF2 | Jan 4, 2016 | A | 24,459 | $1.04 | A | 167,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount reflects additional stock received by the Reporting Person pursuant to Series F Prefered Stock dividends payable in shares of common stock declared by the Issuer on December 31, 2015.
- F2Represents shares of restricted stock which shall vest on January 4, 2017.