SEC Form 4 · accession 0001144204-15-046224
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G. Pearse
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $1.30 | Jul 31, 2015 | A | 11,449 | A | — | Jul 31, 2025 | Common Stock | 11,449 | 11,449 | D |
Explanation of responses
- F1The option shall vest in full on July 31, 2016, subject to continuous service.