SEC Form 4 · accession 0001144204-15-045243
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Joseph Bianchi
Officer — CHIEF OPERATING OFFICER
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2015 | M | 1,000 | $1.25 | A | 124,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $1.25 | Jul 28, 2015 | M | 2,000 | D | Jul 7, 2015 | Jul 28, 2015 | Common Stock | 1,000 | 0 | D |