SEC Form 4/A · accession 0001144204-15-011059
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Don Pearce
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 19, 2015 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1,F2,F6,F3,F4,F5 | $2.33 | Jan 30, 2015 | A | 6,513 | A | — | Jan 30, 2025 | Common Stock | 6,513 | 6,513 | D |
Explanation of responses
- F1This Table II of Form 4 is being amended to amend items 5, 7 and 9 as described in footnotes 2, 4 and 5 below.
- F2Amount amended to correct number of option shares issued to Reporting Person on January 30, 2015.
- F3The option shall vest in full on January 30, 2016, subject to continuous service.
- F4Expiration date amended to reflect correct expiration of options.
- F5Amount amended to correct number of option shares issued to Reporting Person on January 30, 2015.
- F6Amount amended to correct number of option shares issued to Reporting Person on January 30, 2015.