SEC Form 4 · accession 0001144204-15-000955
CROSSROADS SYSTEMS INC · CRSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cerf
Officer — EVP BUSINESS DEVELOPMENT
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | A | 21,257 | $2.56 | A | 143,041 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount reflects additional stock received by the Reporting Person pursuant to Series F Preferred Stock dividends payable in shares of common stock declared by Crossroads System, Inc. on June 30, 2014 and December 31, 2014.