SEC Form 4 · accession 0001209191-18-052609
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry M Monheit
Director
Period of report
Sep 26, 2018
Accepted (ET)
Sep 28, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2018 | A | 5,501 | $0.00 | A | 13,915 | D | |
| Common StockF2,F3 | holding | — | — | — | 46,248 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.
- F2Includes 3,112 shares previously reported as being held directly by the reporting person.
- F3The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.