SEC Form 4 · accession 0001209191-18-043142
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deana L McPherson
Officer — Chief Accounting Officer
Period of report
Jun 15, 2018
Accepted (ET)
Jul 18, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2018 | A | 4,584 | $0.00 | A | 21,310 | D | |
| Common StockF2 | Jul 16, 2018 | F | 73 | $10.85 | D | 21,237 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F125% of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.
- F2Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.