SEC Form 4 · accession 0001209191-17-066564
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deana L McPherson
Officer — Chief Accounting Officer
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2017 | F | 216 | $13.58 | D | 17,289 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
- F2Includes 104 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2017.