SEC Form 4 · accession 0001209191-17-053648
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Golden
Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2017 | A | 5,414 | $0.00 | A | 268,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.
- F2This total reflects the forfeiture of 26,668 restricted stock units, previously reported on table I, to correct the number of restricted stock units previously reported as forfeited for failure of the Company to meet certain performance goals relating to the vesting of such restricted stock units.