SEC Form 4 · accession 0001209191-16-156001
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Buchanan
Officer — See Remarks
Period of report
Dec 19, 2016
Accepted (ET)
Dec 19, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 19, 2016 | F | 784 | $21.81 | D | 80,013 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
- F2Includes 1,498 shares that were previously reported as being transferred to the reporting person's ex-wife pursuant to a domestic relations order, but such shares were not actually transferred.
Remarks
The reporting person is the Executive Vice President, Chief Financial Officer, Chief Administrative Officer, and Treasurer.