SEC Form 4 · accession 0001209191-16-142538
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Furman
Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2016 | A | 3,112 | $0.00 | A | 17,087 | D | |
| Common StockF2 | holding | — | — | — | 1,000 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018.
- F2The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.