SEC Form 4 · accession 0001209191-16-132324
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Furman
Director
Period of report
Jul 8, 2016
Accepted (ET)
Jul 11, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 8, 2016 | S | 19,500 | $29.75 | D | 36,975 | D | |
| Common StockF3 | Jul 8, 2016 | S | 179 | $29.75 | D | 15,921 | I | By Trust |
| Common StockF4 | holding | — | — | — | 1,000 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated December 29, 2015, as amended on March 31, 2016.
- F2The shares were sold pursuant to a 10b5-1 Trading Plan dated March 31, 2016.
- F3The shares are held by the reporting person's defined benefit pension trust, of which the reporting person is the sole trustee.
- F4The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.