SEC Form 4 · accession 0001209191-16-129121
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Peter Smith
Officer — See remarks.
Period of report
Apr 26, 2016
Accepted (ET)
Jun 21, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | F | 1,855 | $22.37 | D | 37,011 | D | |
| Common StockF1 | Apr 29, 2016 | F | 1,079 | $21.83 | D | 35,932 | D | |
| Common StockF3 | Jun 20, 2016 | S | 3,645 | $23.8534 | D | 32,287 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
- F2The shares were sold pursuant to a 10b5-1 Trading Plan dated September 18, 2015, as amended on December 24, 2015 and March 28, 2016.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.68 to $24.05, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks
The reporting person is the Senior Vice President, Manufacturing Services Division.