SEC Form 4 · accession 0001209191-16-129119
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Cicero
Officer — See Remarks
Period of report
Apr 26, 2016
Accepted (ET)
Jun 21, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | F | 1,784 | $22.37 | D | 37,082 | D | |
| Common StockF1 | Apr 29, 2016 | F | 1,081 | $21.83 | D | 36,001 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
Remarks
The reporting person is the Vice President, General Counsel, Chief Compliance Officer, and Secretary.