SEC Form 4 · accession 0001209191-15-085404

SMITH & WESSON BRANDS, INC. · SWBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 11, 2015

Accepted (ET)

Dec 15, 2015 · 5:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001092796

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 11, 2015	M	10,000	$12.88	A	13,802	D
Common Stock^F2	Dec 11, 2015	S	10,000	$22.8432	D	3,802	D
Common Stock^F2,F3,F4	Dec 11, 2015	S	12,534	$22.8489	D	60,000	I	By Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (Right to Buy)^F5	$12.88	Dec 11, 2015	M	10,000	A	—	Sep 18, 2016	Common Stock	10,000	0	D

F1The shares were sold pursuant to a 10b5-1 Trading Plan dated September 23, 2015.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.40 to $23.30, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3Includes 6,500 shares previously reported as being held directly.
F4The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.
F51/12th of the total number of options granted vested and became exercisable each month after the September 18, 2006 date of grant.