SEC Form 4 · accession 0001209191-15-038980
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Buchanan
Officer — Exec. VP, CFO & Treasurer
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2015 | M | 5,000 | $5.31 | A | 127,236 | D | |
| Common StockF2 | May 4, 2015 | S | 5,000 | $14.9554 | D | 122,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $5.31 | May 4, 2015 | M | 5,000 | D | Sep 21, 2005 | Sep 21, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated March 12, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.86 to $15.04, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.