SEC Form 4/A · accession 0001209191-15-037161
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John B Furman
Director
Period of report
Sep 21, 2014
Accepted (ET)
Apr 29, 2015 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2014 | A | 2,639 | $0.00 | A | 54,173 | D | |
| Common StockF2 | holding | — | — | — | 16,100 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 1,000 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As previously reported on a Form 4 filed by the reporting person on September 23, 2014, the reporting person reported acquiring restricted stock units with respect to 6,500 shares of common stock pursuant to the Company's 2013 Incentive Stock Plan. The reporting person is filing this amendment to report the correct number of restricted stock units acquired. All of the restricted stock units will vest and be settled on September 21, 2015.
- F2The shares are held by the reporting person's defined benefit pension trust, of which the reporting person is the sole trustee.
- F3The shares are held by K.I.D.S. Properties, LP, of which the reporting person is a shareholder of the general partner.