SEC Form 4 · accession 0001209191-15-024640
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Scott
Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 10,000 | $5.31 | A | 114,334 | D | |
| Common StockF2 | Mar 6, 2015 | S | 10,000 | $14.2194 | D | 104,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $5.31 | Mar 6, 2015 | M | 10,000 | D | Sep 21, 2005 | Sep 21, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated December 22, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.29, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The total number of shares subject to the option vested and became exercisable on the September 21, 2005 date of grant.