SEC Form 4 · accession 0001209191-15-078757
SPS COMMERCE INC · SPSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J. Frome
Officer — EVP & Chief Operating Officer
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | M | 7,160 | $16.64 | A | 22,437 | D | |
| Common Stock | Nov 3, 2015 | S | 7,160 | $73.5324 | D | 15,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.64 | Nov 3, 2015 | M | 7,160 | D | — | Feb 10, 2021 | Common Stock | 7,160 | 11,174 | D |
Explanation of responses
- F1Sales effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on August 7, 2015.
- F2Fully vested.