SEC Form 4 · accession 0001209191-15-077891
SPS COMMERCE INC · SPSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly K. Nelson
Officer — EVP & CFO
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | M | 2,733 | $3.0337 | A | 26,261 | D | |
| Common Stock | Oct 29, 2015 | S | 2,733 | $71.6612 | D | 23,528 | D | |
| Common Stock | Oct 30, 2015 | M | 5,210 | $3.0337 | A | 28,738 | D | |
| Common Stock | Oct 30, 2015 | S | 5,210 | $71.8102 | D | 23,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $3.0337 | Oct 29, 2015 | M | 2,733 | D | — | Nov 27, 2017 | Common Stock | 2,733 | 5,210 | D |
| Employee Stock Option (right to buy)F2 | $3.0337 | Oct 30, 2015 | M | 5,210 | D | — | Nov 27, 2017 | Common Stock | 5,210 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person.
- F2Fully vested.