SEC Form 4 · accession 0001140361-17-012411
CHEMBIO DIAGNOSTICS, INC. · CEMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javan Esfandiari
Officer — Chief Science/Tech Officer
Period of report
Feb 14, 2017
Accepted (ET)
Mar 16, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092662
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2017 | M | 7,969 | $4.00 | A | 75,176 | D | |
| Common StockF1 | Mar 14, 2017 | F | 5,761 | $5.5331 | D | 69,415 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $4.00 | Feb 14, 2017 | M | 7,969 | A | Feb 16, 2012 | Feb 16, 2017 | Common Stock | 7,969 | 0 | D |
Explanation of responses
- F1Performed cashless exercise of options; surrendered 5,761 options to obtain 2,208 shares.