SEC Form 4 · accession 0001254089-17-000004
FULLNET COMMUNICATIONS INC · FULO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger P Baresel
Officer — CEO, CFO · Director · 10% Owner
Period of report
Jan 9, 2017
Accepted (ET)
Jan 10, 2017 · 11:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,600 | D | ||
| Common Stock | holding | — | — | — | 1,662,162 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $0.01 | Jan 9, 2017 | A | 300,000 | A | — | Jan 9, 2027 | Common Stock | 300,000 | 0 | D |
| Stock OptionF3 | $0.01 | Jan 9, 2017 | G | 300,000 | D | — | Jan 9, 2027 | Common Stock | 300,000 | 0 | D |
| Stock OptionF3 | $0.01 | Jan 9, 2017 | G | 300,000 | A | — | Jan 9, 2027 | Common Stock | 300,000 | 300,000 | I |
| Convertible Preferred StockF1,F2 | — | holding | — | — | — | Jun 3, 2013 | — | Common Stock | 137,622 | 137,622 | I |
Explanation of responses
- F1One share of preferred stock for one share of common stock
- F2Not applicable
- F3100,000 exercisable 1/09/2018; 100,000 exercisable 1/09/2019; 100,000 exercisable 1/09/2020