SEC Form 4 · accession 0001254089-16-000064
FULLNET COMMUNICATIONS INC · FULO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger P Baresel
Officer — CEO, CFO · Director · 10% Owner
Period of report
Dec 7, 2016
Accepted (ET)
Dec 7, 2016 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092570
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | G | 583,750 | $0.00 | D | 5,600 | D | |
| Common Stock | Dec 7, 2016 | X | 480,000 | $0.003 | A | 0 | D | |
| Common Stock | Dec 7, 2016 | X | 650,848 | $0.003 | A | 1,662,162 | I | By Spouse |
| Common Stock | Dec 7, 2016 | G | 583,750 | $0.00 | A | 0 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.003 | Dec 7, 2016 | X | 450,000 | D | Aug 30, 2016 | Aug 30, 2023 | Common Stock | 450,000 | 0 | D |
| Stock Option | $0.003 | Dec 7, 2016 | X | 30,000 | D | Jul 30, 2014 | Jul 30, 2022 | Common Stock | 30,000 | 0 | D |
| Stock Option | $0.003 | Dec 7, 2016 | X | 450,000 | D | Aug 30, 2016 | Aug 30, 2023 | Common Stock | 450,000 | 0 | I |
| Stock Option | $0.003 | Dec 7, 2016 | X | 200,848 | D | Apr 26, 2013 | Apr 26, 2023 | Common Stock | 200,848 | 0 | I |
| Convertible Preferred StockF1,F2 | — | holding | — | — | — | Jun 3, 2013 | — | Common Stock | 137,622 | 137,622 | I |
Explanation of responses
- F1One share of preferred stock for one share of common stock
- F2Not applicable