SEC Form 4 · accession 0001651880-16-000006
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Wil F Saqueton
Officer — Vice President and CFO
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 15, 2016 | M | 25,268 | — | A | 71,652 | D | |
| Common SharesF2 | Jan 15, 2016 | F | 8,252 | $0.8446 | D | 63,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 15, 2016 | M | 4,000 | D | — | — | Common Shares | 4,000 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 15, 2016 | M | 9,378 | D | — | — | Common Shares | 9,378 | 9,379 | D |
| Restricted Stock UnitsF1,F5 | — | Jan 15, 2016 | M | 11,890 | D | — | — | Common Shares | 11,890 | 23,779 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of TransAtlantic Petroleum Ltd. common stock.
- F2Represents restricted stock units withheld for the payment of withholding taxes.
- F3The restricted stock units vested in full on January 15, 2016.
- F4The restricted stock units vest in three equal annual installments. The first installment vested on January 15, 2015, the second installment vested on January 15, 2016, and the third installment will vest on January 15, 2017.
- F5The restricted stock units vest in three equal annual installments. The first installment vested on January 15, 2016, the second installment will vest on January 15, 2017, and the third installment will vest on January 15, 2018.