SEC Form 4 · accession 0001437105-15-000030
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Malone Mitchell III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 13, 2015
Accepted (ET)
Aug 20, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Aug 19, 2015 | P | 5,000 | $2.776 | A | 5,000 | I | By wife |
| Common SharesF1,F2 | Aug 20, 2015 | P | 5,000 | $2.665 | A | 10,000 | I | By wife |
| Common Shares | holding | — | — | — | 327,465 | D | ||
| Common SharesF1,F2 | holding | — | — | — | 10,374,034 | I | By Dalea Partners LP | |
| Common SharesF1,F2 | holding | — | — | — | 3,958,333 | I | By Longfellow Energy LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F4,F3,F1,F2 | $2.99 | Aug 13, 2015 | P | 134,168 | A | Aug 13, 2015 | — | common shares | 134,168 | 134,168 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or any other purpose.
- F2The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be constued as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- F3The common share purchase warrants expire 18 months from the date of the release of the pledge on the resort owned by Gundem Turizm Yatirim ve Isletmeleri Anonim Sirketi ("Gundem").
- F4The common share purchase warrants were issued to the shareholders of Gundem in exchange for the pledge of the resort owned by Gundem.