SEC Form 4 · accession 0001209191-19-004296
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Galo Fabian Anda
Officer — Principal Accounting/Financial
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 15, 2019 | M | 7,267 | — | A | 13,275 | D | |
| Common SharesF2 | Jan 15, 2019 | F | 2,156 | $1.04 | D | 11,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 15, 2019 | M | 3,452 | D | — | — | Common Shares | 3,452 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 15, 2019 | M | 1,749 | D | — | — | Common Shares | 1,749 | 1,749 | D |
| Restricted Stock UnitsF1,F5 | — | Jan 15, 2019 | M | 2,066 | D | — | — | Common Shares | 2,066 | 4,131 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive, upon vesting, one common share of TransAtlantic Petroleum Ltd. This transaction represents the conversion upon vesting of restricted stock units into common shares of TransAtlantic Petroleum Ltd.
- F2Represents common shares of TransAtlantic Petroleum Ltd. withheld for the payment of withholding taxes.
- F3The restricted stock units vest in three equal annual installments. The first installment vested on January 15, 2017, the second installment vested on January 15, 2018, and the final installment vested on January 15, 2019.
- F4The restricted stock units vest in three equal annual installments. The first installment vested on January 15, 2018, the second installment vested on January 15, 2019, and the third installment will vest on January 15, 2020.
- F5The restricted stock units vest in three equal annual installments. The first installment vested on January 15, 2019, the second installment will vest on January 15, 2020, and the third installment will vest on January 15, 2021.