SEC Form 4 · accession 0001209191-18-059452
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Malone Mitchell III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Nov 16, 2018 | P | 3,500 | $0.9929 | A | 515,003 | D | |
| Common SharesF3 | Nov 19, 2018 | P | 269,312 | $1.00 | A | 784,315 | D | |
| Common SharesF3 | Nov 20, 2018 | P | 240,538 | $1.00 | A | 1,024,853 | D | |
| Common SharesF4,F5 | holding | — | — | — | 11,205,219 | I | By Dalea Partners, LP | |
| Common SharesF4,F5 | holding | — | — | — | 455,826 | I | By ANBE Holdings, L.P. | |
| Common SharesF4,F5 | holding | — | — | — | 3,958,333 | I | By Longfellow Energy, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These common shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00, inclusive.
- F2The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares purchased at each separate price within the ranges set forth in the footnotes to this statement.
- F3These common shares were purchased in multiple transactions. Each common share was purchased at a price of $1.00.
- F4The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or any other purpose.
- F5The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.