SEC Form 4 · accession 0001209191-18-048702
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Burkhardt
Officer — VP and General Counsel
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 24, 2018 | M | 20,202 | — | A | 58,174 | D | |
| Common SharesF2 | Aug 24, 2018 | F | 5,990 | $1.70 | D | 52,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 24, 2018 | M | 20,202 | D | — | — | Common Shares | 20,202 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive, upon vesting, one share of TransAtlantic Petroleum Ltd. common stock. This transaction represents the conversion upon vesting of restricted stock units into shares of TransAtlantic Petroleum Ltd. common stock.
- F2Represents shares of TransAtlantic Petroleum Ltd. common stock withheld for the payment of withholding taxes.
- F3The restricted stock units vest in three equal annual installments. The first vested on August 24, 2016, the second installment vested on August 24, 2017, and the third installment vested on August 24, 2018.