SEC Form 4 · accession 0001209191-18-033055
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Malone Mitchell III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 23, 2018
Accepted (ET)
May 24, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 23, 2018 | M | 28,146 | — | A | 511,503 | D | |
| Common SharesF2,F3 | holding | — | — | — | 11,205,219 | I | By Dalea Partners, LP | |
| Common SharesF2,F3 | holding | — | — | — | 455,826 | I | By ANBE Holdings, L.P. | |
| Common SharesF2,F3 | holding | — | — | — | 3,958,333 | I | By Longfellow Energy, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | May 23, 2018 | M | 28,146 | D | — | — | Common Shares | 28,146 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of the Issuer. This transaction represents the conversion upon vesting of restricted stock units into common shares of the Issuer.
- F2The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or any other purpose.
- F3The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- F4The restricted stock units vested in full on May 23, 2018.