SEC Form 4 · accession 0001209191-18-033049
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Rochman
Director
Period of report
May 23, 2018
Accepted (ET)
May 24, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 23, 2018 | M | 28,146 | — | A | 259,936 | D | |
| Common SharesF2 | May 23, 2018 | F | 9,190 | $1.97 | D | 250,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 23, 2018 | M | 28,146 | D | — | — | Common Shares | 28,146 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of TransAtlantic Petroleum Ltd. This transaction represents the conversion upon vesting of restricted stock units into common shares of TransAtlantic Petroleum Ltd.
- F2Represents common shares of TransAtlantic Petroleum Ltd. withheld for the payment of withholding taxes.
- F3The restricted stock units vested in full on May 23, 2018.