SEC Form 4 · accession 0001209191-17-054690
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noah Malone Mitchell III
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 2, 2017
Accepted (ET)
Oct 2, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3,F4 | Oct 2, 2017 | J | 118,175 | $0.7108 | A | 11,205,219 | I | By Dalea Partners, LP |
| Common SharesF3,F4 | holding | — | — | — | 455,826 | I | By ANBE Holdings, L.P. | |
| Common SharesF3,F4 | holding | — | — | — | 3,958,333 | I | By Longfellow Energy, LP | |
| Common Shares | holding | — | — | — | 483,357 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dalea Partners, LP received 118,175 common shares of the Issuer as a dividend on 42,000 shares of the Issuer's 12.0% Series A Convertible Redeemable Preferred Shares owned by Dalea Partners, LP on the dividend record date.
- F2The common shares were issued at a price of $0.7108 per share, which was equal to the 15-day volume weighted average price through the close of trading of the common shares on the NYSE American on September 13, 2017.
- F3The reporting person disclaims beneficial ownership of the securities covered by this statement except to the extent of his pecuniary interest therein, and the inclusion of the securities covered by this statement herein shall not be deemed an admission of beneficial ownership of the securities covered by this statement for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or any other purpose.
- F4The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.