SEC Form 4 · accession 0001209191-17-027317
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Elmore
Officer — principal accounting/financial
Period of report
Apr 14, 2017
Accepted (ET)
Apr 18, 2017 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 14, 2017 | A | 3,215 | — | A | 18,342 | D | |
| Common SharesF2 | Apr 14, 2017 | F | 1,050 | $1.48 | D | 17,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Apr 14, 2017 | A | 5,635 | A | — | — | Common Shares | 5,635 | 5,635 | D |
Explanation of responses
- F1Represents restricted stock units that were issued on April 14, 2017 and vested immediately. Each restricted stock unit represents a contingent right to receive one share of TransAtlantic Petroleum Ltd. common stock.
- F2Represents restricted stock units withheld for the payment of withholding taxes.
- F3The restricted stock units vest in three equal annual installments. Each restricted stock unit represents a contingent right to receive one share of TransAtlantic Petroleum Ltd. common stock. The first installment will vest on January 15, 2018, the second installment will vest on January 15, 2019, and the third installment will vest on January 15, 2020.