SEC Form 4 · accession 0001209191-17-001721
TRANSATLANTIC PETROLEUM LTD. · TAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Rochman
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 1:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092289
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NoteF1,F2 | $6.80 | Jan 3, 2017 | D | — | D | — | Jul 1, 2017 | Common Shares | 11,029 | 25,735 | D |
Explanation of responses
- F1On January 3, 2017, the Issuer partially redeemed $75,000 of the holder's 13.0% Convertible Notes due 2017 (the "2017 Notes").
- F2The 2017 Notes are convertible into the Issuer's Common Shares at any time after July 1, 2015.