SEC Form 4 · accession 0000899243-16-011809

TRANSATLANTIC PETROLEUM LTD. · TAT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Dec 21, 2015

Accepted (ET)

Jan 15, 2016 · 5:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001092289

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common shares, par value $0.10^F1,F2	Dec 21, 2015	P	45,083	$1.116	A	2,568,853	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 22, 2015	P	10,798	$1.091	A	2,579,651	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 24, 2015	P	1,340	$1.3089	A	2,580,991	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 28, 2015	P	10,300	$1.2663	A	2,591,291	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 29, 2015	P	10,300	$1.26	A	2,601,591	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 30, 2015	P	20,206	$1.26	A	2,621,797	I	See Footnote
Common shares, par value $0.10^F1,F2	Dec 31, 2015	P	7,580	$1.3221	A	2,629,377	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 4, 2016	P	9,195	$1.27	A	2,638,572	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 5, 2016	P	4,776	$1.27	A	2,643,348	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 6, 2016	P	2,100	$1.18	A	2,645,448	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 7, 2016	P	6,481	$1.06	A	2,651,929	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 8, 2016	P	23,391	$1.0598	A	2,675,320	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 11, 2016	P	6,645	$1.0531	A	2,681,965	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 12, 2016	P	13,901	$0.9855	A	2,695,866	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 13, 2016	P	20,000	$0.8418	A	2,715,866	I	See Footnote
Common shares, par value $0.10^F1,F2	Jan 14, 2016	P	5,182	$0.8281	A	2,721,048	I	See Footnote

No Table II lines on this filing.

F1The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common shares, par value $0.10 (the "Common Stock"), of TransAtlantic Petroleum Ltd. (the "Issuer") purchased by certain private investment funds and manged accounts advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership.
F2Nokomis Capital holds indirectly 4,485,754 shares of Common Stock (consisting of (i) 2,721,048 shares of Common Stock and 1,764,706 shares of Common Stock receivable upon conversion of presently convertible notes of the Issuer) of the Issuer through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital at the time of purchase, he controlled the disposition and voting of the securities.