SEC Form 4 · accession 0001209191-19-019441
TJX COMPANIES INC /DE/ · TJX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sherr
Officer — SEVP, Group President
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000109198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2019 | M | 15,166 | $36.27 | A | 196,156 | D | |
| Common Stock | Mar 12, 2019 | M | 14,660 | $37.52 | A | 210,816 | D | |
| Common Stock | Mar 12, 2019 | M | 15,028 | $36.605 | A | 225,844 | D | |
| Common Stock | Mar 12, 2019 | M | 44,854 | $51.992 | D | 180,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $36.27 | Mar 12, 2019 | M | 15,166 | D | Sep 17, 2016 | Sep 17, 2025 | Common Stock | 15,166 | 0 | D |
| Option | $37.52 | Mar 12, 2019 | M | 14,660 | D | Sep 15, 2017 | Sep 15, 2026 | Common Stock | 14,660 | 14,660 | D |
| Option | $36.605 | Mar 12, 2019 | M | 15,028 | D | Sep 14, 2018 | Sep 14, 2027 | Common Stock | 15,028 | 30,052 | D |
Explanation of responses
- F1The price reported is the weighted average sales price of shares sold in multiple transactions at prices ranging from $51.94 to $52.03. The reporting person hereby undertakes, upon request of the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise.
Remarks
All share counts on Table I and Table II reflect the impact of the two-for-one stock split paid on November 6, 2018.